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DLL3 工程化诱导多能干细胞治疗小细胞肺癌:I 期临床试验(Cancer Institute and)

英文原题:Safety, Tolerability and Preliminary Efficacy of NEUK203-13 in Refractory Neuroendocrine Tumor Patients

ClinicalTrials.gov 2026/01/26(首次登记) I 期注册临床试验 · 招募中

简要介绍

这是一项 I 期注册临床试验,评估工程化诱导多能干细胞治疗小细胞肺癌的安全性、可行性及初步疗效。当前状态:招募中。计划入组 9 例。试验地点:中国 · 北京(共 1 个中心,其中中国 1 个)。登记号:NCT07366658。

入组条件决定能不能参加

不限性别 · ≥ 18 Years 且 ≤ 75 Years

纳入标准:

* 1. 理解并自愿签署知情同意书(ICF);
* 2. 签署ICF时年龄≥18岁且<75岁,性别不限;
* 3. 经病理学确诊的神经内分泌肿瘤,包括小细胞肺癌(SCLC)等;
* 4. 既往系统性治疗失败或不耐受,或缓解后复发:其中,小细胞肺癌患者既往治疗须至少接受过含铂化疗联合或不联合PD-1/PD-L1抑制剂,且治疗后影像学证据提示疾病进展;
* 5. 须提供组织样本用于生物标志物分析,优选新获取的组织。对于无法提供新获取组织的患者,可提供4张存档的福尔马林固定、石蜡包埋(FFPE)组织未染色切片(每个剂量组至少入组1例DLL3高表达患者:高表达定义为≥50%的肿瘤细胞染色阳性;优先入组DLL3阳性患者);
* 6. 至少有一个可测量病灶作为靶病灶(依据RECIST v1.1标准);
* 7. 预期生存期≥3个月;
* 8. 美国东部肿瘤协作组(ECOG)体能状态评分为0-1分;
* 9. 在NEUK203-13注射液首次给药前7天内具有足够的骨髓储备和器官功能:
* 10. 足够的骨髓功能(首次给药前14天内未接受支持治疗):血红蛋白(Hb)≥90 g/L,血小板(PLT)≥75 × 10⁹/L,中性粒细胞绝对计数(ANC)≥1.5 × 10⁹/L;
* 11. 肝功能:天冬氨酸氨基转移酶(AST)和丙氨酸氨基转移酶(ALT)≤3 × 正常值上限(ULN),总胆红素(TBIL)<1.5 × ULN;
* 12. 肾功能:血清肌酐(Scr)≤1.5 × ULN且肌酐清除率(Ccr)≥60 mL/min(按Cockcroft-Gault公式计算);凝血功能:凝血酶原时间(PT)≤1.5 × ULN,国际标准化比值(INR)≤2.0;
* 13. 有生育能力的女性患者或伴侣有生育能力的男性患者同意自研究期间任何一次给药起至研究末次给药后6个月内采用高效避孕措施。

排除标准:

* 1. 含有非神经内分泌肿瘤成分的混合癌;
* 2. 活动性脑转移(治疗后病情稳定3个月且无需继续糖皮质激素治疗的患者可入组);已知软脑膜转移;孤立性中枢神经系统(CNS)疾病进展且无CNS外进展证据;
* 3. 对白细胞介素-2(IL-2)、氟达拉滨、环磷酰胺、托珠单抗或输注产品制剂的任何成分有超敏反应史;或有特定过敏性疾病史(哮喘、风疹、湿疹性皮炎)的患者;
* 4. 既往接受过以下任何治疗:
* 5. 首次给予NEUK203-13注射液前4周或5个半衰期内接受过任何系统性抗肿瘤治疗,以较短者为准;
* 6. 首次给予NEUK203-13注射液前2周内接受过不涉及胸腔的放疗,或首次给予研究药物前4周内接受过涉及胸腔的放疗,以较长者为准;
* 7. 同时参加其他临床研究,除非为观察性(非干预性)临床研究;
* 8. 既往接种过抗肿瘤疫苗,或首次给予NEUK203-13注射液前4周内接种过活疫苗;
* 9. 首次给予NEUK203-13注射液前4周内接受过大手术或遭受严重创伤;
* 10. 既往抗肿瘤治疗所致的毒性未恢复至根据常见不良事件评价标准(CTCAE)≤ 1级(脱发除外),或未恢复至纳入/排除标准中规定的水平,以更严格者为准;
* 11. 患有活动性自身免疫性疾病或有自身免疫性疾病病史(如间质性肺炎、结肠炎、肝炎、垂体炎、血管炎、肾炎、甲状腺功能亢进、甲状腺功能减退,包括但不限于这些疾病或综合征);例外情况包括白癜风患者、儿童期哮喘/过敏史已完全缓解且成年后无需干预的患者、接受稳定剂量甲状腺替代激素治疗的自身免疫介导的甲状腺功能减退患者,以及接受稳定剂量胰岛素治疗的1型糖尿病患者;
* 12. 有免疫缺陷病史,包括HIV检测结果阳性,或其他获得性或先天性免疫缺陷疾病,或有器官移植或异基因骨髓移植史;
* 13. 首次给予NEUK203-13注射液前4周内发生严重感染(CTCAE > 2级),如需要住院治疗的严重肺炎、菌血症、感染性并发症等;基线胸部影像学检查提示活动性肺部炎症;或首次给予研究药物前2周内存在需要口服或静脉抗生素治疗的感染体征和症状(预防性使用抗生素除外);
* 14. 经病史或CT检查发现结核感染;活动性乙型肝炎(HBV DNA ≥ 500 IU/mL)、丙型肝炎(抗-HCV抗体阳性且HCV-RNA高于检测方法下限),或梅毒检测结果阳性(包括RPR或TPPA阳性);
* 15. 既往诊断为任何其他恶性肿瘤,但已充分治疗的基底细胞癌或鳞状细胞皮肤癌、原位宫颈癌或乳腺癌,或已充分治疗的局限性前列腺癌除外;
* 16. 妊娠或哺乳期女性;
* 17. 未控制的并发疾病,包括但不限于:首次给予研究药物前6个月内有记录的脑血管事件(卒中或短暂性脑缺血发作)、症状性充血性心力衰竭、左心室射血分数(LVEF)< 50%、未控制的高血压、不稳定型心绞痛、未控制的心律失常、伴腹泻的严重慢性胃肠道疾病,或需要氧疗的严重呼吸困难;
* 18. 有明确的神经系统或精神疾病史,经研究者判断可能影响患者的认知功能或依从性,包括不稳定型癫痫、痴呆、精神分裂症等;或可能影响研究依从性、显著增加不良事件风险,或损害患者提供书面知情同意能力的精神疾病/社会状况;
* 19. 研究者判断可能迫使患者提前终止研究的其他因素,如严重异常的实验室检查结果,和/或可能影响患者安全或试验数据收集的家庭或社会因素。
核对登记原文(英文)
Inclusion Criteria:

* 1\. Understand and voluntarily sign the Informed Consent Form (ICF);
* 2\. Aged ≥ 18 years and \< 75 years at the time of signing the ICF, regardless of gender;
* 3\. Pathologically confirmed neuroendocrine tumors, including small cell lung cancer (SCLC), etc.;
* 4\. Previous failure or intolerance to systemic therapy, or recurrence after remission: among them, patients with small cell lung cancer must have received at least platinum-based chemotherapy with or without PD-1/PD-L1 inhibitors in previous treatments, with imaging evidence of disease progression after treatment;
* 5\. Must provide tissue samples for biomarker analysis, preferably newly obtained tissues. For patients unable to provide newly obtained tissues, 4 unstained sections of archived formalin-fixed, paraffin-embedded (FFPE) tissues can be provided (at least 1 patient with high DLL3 expression shall be enrolled in each dose group: high expression is defined as positive staining in ≥ 50% of tumor cells; preference is given to enrolling DLL3-positive patients);
* 6\. Have at least one measurable lesion as the target lesion (per RECIST v1.1 criteria);
* 7\. Expected survival ≥ 3 months;
* 8\. Eastern Cooperative Oncology Group (ECOG) performance status score of 0-1;
* 9\. Have adequate bone marrow reserve and organ function within 7 days before the first administration of NEUK203-13 Injection:
* 10\. Sufficient bone marrow function (no supportive therapy within 14 days before the first administration): hemoglobin (Hb) ≥ 90 g/L, platelets (PLT) ≥ 75 × 10⁹/L, absolute neutrophil count (ANC) ≥ 1.5 × 10⁹/L;
* 11\. Liver function: aspartate aminotransferase (AST) and alanine aminotransferase (ALT) ≤ 3 × upper limit of normal (ULN), total bilirubin (TBIL) \< 1.5 × ULN;
* 12\. Renal function: serum creatinine (Scr) ≤ 1.5 × ULN and creatinine clearance rate (Ccr) ≥ 60 mL/min (calculated according to the Cockcroft-Gault formula); Coagulation function: prothrombin time (PT) ≤ 1.5 × ULN, international normalized ratio (INR) ≤ 2.0;
* 13\. Female patients of childbearing potential or male patients whose partners are of childbearing potential agree to use highly effective contraceptive measures from any dose administration in the study until 6 months after the last dose of the study.

Exclusion Criteria:

* 1\. Mixed carcinoma with non-neuroendocrine tumor components;
* 2\. Active brain metastases (patients with stable disease for 3 months after treatment without the need for continued glucocorticoid therapy are eligible for enrollment); known leptomeningeal metastases; isolated central nervous system (CNS) disease progression without evidence of progression outside the CNS;
* 3\. A history of hypersensitivity to interleukin-2 (IL-2), fludarabine, cyclophosphamide, tocilizumab, or any component of the infusion product formulation; or patients with a history of specific allergic disorders (asthma, rubella, eczematous dermatitis);
* 4\. Prior receipt of any of the following treatments:
* 5\. Any systemic antineoplastic therapy within 4 weeks or 5 half-lives prior to the first administration of NEUK203-13 Injection, whichever is shorter;
* 6\. Radiotherapy not involving the thoracic cavity within 2 weeks prior to the first administration of NEUK203-13 Injection, or radiotherapy involving the thoracic cavity within 4 weeks prior to the first administration of the study drug, whichever is longer;
* 7\. Concurrent enrollment in another clinical study, unless it is an observational (non-interventional) clinical study;
* 8\. Prior vaccination with an antineoplastic vaccine, or receipt of a live vaccine within 4 weeks prior to the first administration of NEUK203-13 Injection;
* 9\. Major surgery or severe trauma within 4 weeks prior to the first administration of NEUK203-13 Injection;
* 10\. Failure of toxicities from prior antineoplastic therapy to resolve to ≤ Grade 1 according to the Common Terminology Criteria for Adverse Events (CTCAE) (except alopecia) or to the level specified in the inclusion/exclusion criteria, whichever is more stringent;
* 11\. Active autoimmune disease or a history of autoimmune disease (e.g., interstitial pneumonia, colitis, hepatitis, hypophysitis, vasculitis, nephritis, hyperthyroidism, hypothyroidism, including but not limited to these diseases or syndromes); exceptions include patients with vitiligo, patients with a history of childhood asthma/allergies that have resolved completely and require no intervention in adulthood, patients with autoimmune-mediated hypothyroidism receiving a stable dose of thyroid replacement hormone, and patients with type 1 diabetes receiving a stable dose of insulin;
* 12\. A history of immunodeficiency, including positive HIV test results, or other acquired or congenital immunodeficiency diseases, or a history of organ transplantation or allogeneic bone marrow transplantation;
* 13\. Severe infection (CTCAE \> Grade 2) within 4 weeks prior to the first administration of NEUK203-13 Injection, such as severe pneumonia requiring hospitalization, bacteremia, infectious complications, etc.; baseline chest imaging indicating active pulmonary inflammation; or presence of signs and symptoms of infection requiring oral or intravenous antibiotic therapy within 2 weeks prior to the first administration of the study drug (except for prophylactic antibiotic use);
* 14\. Tuberculosis infection identified by medical history or CT examination; Active hepatitis B (HBV DNA ≥ 500 IU/mL), hepatitis C (positive anti-HCV antibodies and HCV-RNA above the lower limit of detection of the assay), or positive syphilis test results (including positive RPR or TPPA);
* 15\. Prior diagnosis of any other malignant tumor, except for adequately treated basal cell or squamous cell skin cancer, in situ cervical or breast cancer, or adequately treated localized prostate cancer;
* 16\. Pregnant or lactating women;
* 17\. Uncontrolled concurrent diseases, including but not limited to: documented cerebrovascular events (stroke or transient ischemic attack) within 6 months prior to the first administration of the study drug, symptomatic congestive heart failure, left ventricular ejection fraction (LVEF) \< 50%, uncontrolled hypertension, unstable angina pectoris, uncontrolled arrhythmias, severe chronic gastrointestinal disease with diarrhea, or severe dyspnea requiring oxygen therapy;
* 18\. A definite history of neurological or psychiatric disorders that, in the investigator's judgment, may affect the patient's cognitive function or compliance, including unstable epilepsy, dementia, schizophrenia, etc.; or psychiatric illnesses/social conditions that may affect study compliance, significantly increase the risk of adverse events, or impair the patient's ability to provide written informed consent;
* 19\. Other factors judged by the investigator that may force the patient to terminate the study prematurely, such as severely abnormal laboratory test results, and/or family or social factors that may affect patient safety or the collection of trial data.

以上为辅助阅读译文。是否适合入组须由主治医生判断,最终以登记平台与研究者确认为准。

研究终点衡量什么算有效

  • 主要终点不良事件(AEs)/严重不良事件(SAEs)/特别关注的不良事件(AESIs)的发生率和严重程度。12个月
  • 次要终点检测外周血中NEUK203-13细胞的数量并计算PK参数。
  • 次要终点肿瘤组织中DLL3表达比例与缓解率的关系
  • 次要终点客观缓解率(ORR)
  • 次要终点缓解持续时间(DoR)
  • 次要终点疾病控制率(DCR)
核对登记原文(英文)

主要终点:The incidence and severity of Adverse Events (AEs) / Serious Adverse Events (SAEs) / Adverse Events of Special Interest (AESIs). · This endpoint aims to systematically monitor, record, and evaluate the safety profile of the study treatment by assessing the incidence, severity, duration, and causal relationship of Adverse Events (AEs), Serious Adverse Events (SAEs), and Adverse Events of Special Interest (AESIs) throughout the study period. · 12 months
次要终点:Detect the number of NEUK203-13 cells in peripheral blood and calculate the PK parameters.;Ratio of DLL3 expression in tumor tissues versus response rate;Objective Response Rate (ORR);Duration of Response (DoR);Disease Control Rate (DCR)

研究设计怎么做的

研究类型
干预性研究
入组人数
9 人(预计)
分组方式
不适用(单臂)
  • 在淋巴细胞清除后给予NEUKIO203-13静脉输注试验组

    在环磷酰胺联合氟达拉滨进行淋巴细胞清除后,给予NEUKIO203-13静脉输注。

核对分组登记原文(英文)
  • Intravenous infusion of NEUKIO203-13 was administered following lymphodepletion · EXPERIMENTAL · Intravenous infusion of NEUKIO203-13 was administered following lymphodepletion with cyclophosphamide combined with fludarabine.

关键日期

开始日期
2026-02-20
主要完成日期
2026-10-20
全部完成日期
2027-01-20
登记状态核实于
2026-01

联系与责任方

申办方
Cancer Institute and Hospital, Chinese Academy of Medical Sciences
合作方
Neukio Biotherapeutics (Shanghai) Co., Ltd.
联系邮箱
lining@cicams.ac.cn
联系电话
86-010-87788713

登记简述

这是一项首次在人体中开展的I期临床试验,旨在评估一种名为NEUK203-13注射液的新型细胞疗法,用于治疗经系统治疗失败的晚期小细胞肺癌(SCLC)患者或晚期神经内分泌肿瘤(NETs)患者。本研究的主要目标是确定该新疗法的安全性和耐受性,并初步观察其抗肿瘤效果。 NEUK203-13注射液是一种基于诱导多能干细胞(iPSC)技术开发的“现货型”CAR-NK细胞疗法,靶向在SCLC或其他神经内分泌肿瘤(NETs)中高表达的DLL3蛋白。 主要目标 主要终点旨在评估安全性和耐受性,次要终点旨在初步观察疗效并研究药物在体内的药代动力学。 计划设置两个预设剂量水平,入组7-9例患者。治疗方案 1. 淋巴细胞清除预处理:细胞输注前进行化疗(环磷酰胺+氟达拉滨)以清除体内淋巴细胞。 2. 细胞输注:NEUK203-13通过静脉输注给药,d1、d4和d7共三次剂量。 3. 支持性用药:同时使用IL-2(白介素-2)d1、d4、d7和d10以支持NK细胞持久性。 目标患者人群 既往铂类化疗后进展的晚期SCLC患者或晚期神经内分泌肿瘤(NETs)患者,且体能状态相对较好。 关键监测重点 密切监测细胞疗法特有的风险,如细胞因子释放综合征(CRS)和免疫效应细胞相关神经毒性综合征(ICANS)。 简而言之,本研究代表了NEUK203-13注射液在晚期小细胞肺癌或其他神经内分泌肿瘤(NETs)患者中的首次临床探索。其主要关注安全性,同时收集该疗法能否控制肿瘤的初步信号,从而为后续临床开发奠定基础。

核对登记原文(英文)

This is a Phase I clinical trial being conducted in humans for the first time, aiming to evaluate a novel cell therapy called NEUK203-13 Injection for the treatment of patients with advanced small cell lung cancer (SCLC) who have failed systematic therapy or late stage neuroendocrine tumors(NETs). The primary goal of the study is to determine the safety and tolerability of this new therapy and to preliminarily observe its anti-tumor effects. NEUK203-13 Injection is an "off-the-shelf" CAR-NK cell therapy developed based on induced pluripotent stem cell (iPSC) technology, targeting the DLL3 protein highly expressed in SCLC or other neuroendocrine tumors(NETs) . Primary Objective Primary Endpoint aims to evaluate safety and tolerability Secondary Endpoints aim to preliminarily observe efficacy and investigate the pharmacokinetics of the drug in the body. Two pre-set dose levels are planned, with an enrollment of 7-9 patients. Treatment Regimen 1. Lymphodepletion Conditioning: Chemotherapy (Cyclophosphamide + Fludarabine) before cell infusion to clear lymphocytes in the body. 2. Cell Infusion: NEUK203-13 is administered via intravenous infusion, d1,d4 and d7 for three doses. 3. Supportive Medication: Concurrent use of IL-2 (Interleukin-2) d1, d4, d7 and d10 to support NK cell persistence. Target Patient Population Patients with advanced SCLC who have progressed after prior platinum-based chemotherapy or late stage neuroendocrine tumors(NETs) and have a relatively good performance status. Key Monitoring Focus Close monitoring of risks specific to cell therapy, such as Cytokine Release Syndrome (CRS) and Immune Effector Cell-Associated Neurotoxicity Syndrome (ICANS). In short, this study represents the first clinical exploration of NEUK203-13 Injection in patients with advanced small cell lung cancer or other neuroendocrine tumors(NETs). Its primary focus is on safety, while simultaneously gathering preliminary signals on whether the therapy can control tumors, thereby laying the foundation for subsequent clinical development.

登记原文与核验信息

试验登记号
NCT07366658
试验期别
I 期
试验状态
招募中
中国试验中心(1 个)
Cancer Hospital of CICAMS · 北京 · 中国
适应症(原文)
SCLC, Extensive Stage; Neuroendocrine Tumors
干预方式(原文)
Biological/Vaccine: NK Cell Therapy Product Derived from Induced Pluripotent Stem Cells (iPSCs) Engineered with Anti-DLL3 CAR Construct, Followed by Differentiation and Expansion